As an FCA authorised firm, Monogram Capital Management Limited identifies, manages, and discloses conflicts of interest to ensure the fair treatment of its clients, who are professional investors and eligible counterparties, typically financial institutions or family offices.
Managed Conflicts
We address key risks including:
- Allocation of investment opportunities
- Transactions with affiliates
- Personal dealing by staff
- Fee structures and valuations impacting clients
Controls include information barriers, pre-clearance procedures, fair allocation rules, and board oversight. Material conflicts that remain after mitigation are promptly disclosed to affected clients, detailing the nature of the conflict, the risks involved, and the steps taken to manage it.
Full policy available upon request or in client agreements.